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Patents and standards: a challenging task for patent offices

07 April 2014 - No comments »

EPO President Benoît BattistelliOn 25 March 2014, a comprehensive study titled “Patents and Standards: A modern framework for IPR-based standardization” was published by a policy consortium known as ECSIP, working for the EU Commission DG Enterprise and Industry. Over the past decade, the relationship between standards and patents has become a subject of lively public debate, particularly in the field of information and communications technologies (ICT). Where possible standards comprising patent-protected technologies are under discussion, it becomes necessary to address matters of disclosure and, subsequently, licensing, acknowledging the rise, in recent years, of commitments to license on fair, reasonable and non-discriminatory (FRAND) terms.

Most of the measures suggested in the ECSIP study are aimed at improving transparency in the post-grant phase and therefore lie beyond the immediate concerns of the EPO. However, one of the proposals is directly relevant to patent offices. If a new technology not subject to a secrecy obligation is disclosed during the development of a standard, it automatically counts as prior art and must be taken into account when examining patent applications. The main problem here for patent offices is to obtain access to the documentation of the standard at the earliest possible stage.

The EPO has been keenly aware of this issue for some time, and has established excellent relations, based on cooperation and trust, with the major standard-setting organisations at European and world levels. EPO databases today contain some 1.6 million documents relating to standards. Only a few hundred of these documents were cited in EPO search reports in 2004, but the number has risen steadily, to a total of over 14 000 last year. In some fields, 35% of the prior art citations refer to standards. Between 2012 and 2013 alone, the number of standard- related citations increased by 19%. Patent examiners need special training to search this particular stock of documentation, but the investment is well worthwhile. The improvement in searching greatly enhances the quality of the granted patents, which in turn can help to save litigation costs in highly competitive fields of technology.

With the steady encroachment of ICTs into all areas of life, the comprehensive integration of standard documentation in the searchable prior art will become an ever-more challenging task for the EPO. The Office is firmly committed to devote the necessary resources to this priority area and to ensure the best possible synergy with standards organisations.

Benoît Battistelli



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